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NISM Series-III-A: Securities Intermediaries Compliance (Non Fund) Examination

nism series iii a mock test

  • Get the most important question and answers to clear the NISM Series III-A: Securities Intermediaries Compliance Exam easily
  • Easy explanations with answers so that you understand the concept and answer even the most difficult questions
  • Unlimited attempts to practice, Validity : 2 months + 15 days free extension if required
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Exam and Question Bank details

The NISM Series-III-A : Securities Intermediaries Compliance (Non Fund) Certification Examination is an essential requirement for the Compliance Officers employed with Financial Markets intermediaries. It helps understand the regulatory framework and the role of the various regulators in the financial system. Also it gives an understanding of the importance of compliance function and the scope of the Compliance Officer.

The exams are conducted online at various NISM centers and all question asked are of 'multiple choice' Q&A. The time duration is 120 minutes and a candidate has to answer 100 questions totaling to 100 marks. 60% marks are passing marks (25% negative markings).

We at PASS4SURE have designed our Question Bank for NISM Series III A by having –

1)      Various practise tests,

2)      Very Important LAST DAY REVISION tests and

3)      REAL FEEL timed exams.  

PASS4SURE has provided explainations for almost every answer so that you understand them and remember the answers easily. Also detailed step by step solutions are provided to the mathematical problems. The Question Bank has been updated in March 2017The subscription cost is Rs 499.

Once you go through the PASS4SURE NISM mock tests you will find it easy to clear this NISM module and get the NISM Series III-A: Securities Intermediaries Compliance Certification.

Please have a look at the free DEMO to have a feel of the question bank.

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