Advantages of Clearing NISM Series VII- Securities Operations and Risk Management Exam

Posted on 29 Mar 2017

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To meet the changing demands of financial institution and communities SEBI structured the profound NISM Series VII- Securities Operation and Risk Management Certification that is essential for the professionals who want to work with SEBI or any of its registered organizations. This test is apt for trading member, stock broker or clearing member participating in recognized stock exchange for risk management, redressal of grievances by investors, activities involving operational risk and handling the funds or assets of investors. 

When a candidate successfully clears this exam then it indicates that he/she has a thorough understanding over the

  • Basis of Indian securities, various products, different market participants and even the role that they have to play in the market
  • The regulatory framework and the laws by which Securities Exchange Board of India abides
  • The major functions of bank office, middle office and first office in a broking firm that deals with securities
  • The lifecycle of trade, steps involved along with settlement and clearing process
  • Managing operational risks along with the process of redressal of investor's grievances. 

While you preparing for the exam, there are wide range of concepts that you have to learn at once and for doing so effectively it is always advised to make use of the best NISM SORM Study Material. The practice material will provide a comprehensive guide about the curriculum of the test along with the questions often asked and how you can answer them easily.

Pattern of NISM Series VII- Securities Operation and Risk Management Exam

The exam consists of 100 questions that has to be answered in a duration of 120 minutes. One mark is award for each correct answer, whereas there is 25% negative marking for incorrect answers. The weightage is proportionally divided between major topics which are introduction to the security market, participants of the market, risk management, investor arbitration and grievances, services of broker, settlement process, clearing process and securities broking options. To get a complete idea of the type of questions you can go for NISM Series VII mock test.   

What Happens When You Clear The NISM Series VII Exam?

The NISM Series VII- Securities Operation and Risk Management Certification beckons a window of opportunities. This is because there are many credible firms who value the candidates who have cleared this exam and prefer them over those who have not. The rigorous learning, training and a certified test helps you in acquiring a deep in-sight about the working of the present market scenarios, their limitations along with the various steps that can be implemented for enhancing them. In addition to that, this even lets you provide the best services to the investors or customers, ensuring that their funds and assets remain in safe hands.  

To know more about the exam and its syllabus you can go for the NISM SORM Study Material by pass4sure which has been crafted by trustable experts, so that you can crack the exam without any sort of complications. And for optimal practice you can count on the NISM Series VII mock test as well.